Regulators have begun pivoting their attention from banks to asset management with an increased focus on systemic risk. The accuracy of disclosures is falling under this scrutiny.
Almost every country around the world has transparency regulations that require asset owners to monitor and report their positions (short or long) in each issuer where they exceed certain limits. It is imperative that they do so in a timely and accurate manner under Major, Short Selling, Takeover Panel or Sensitive Industry Limit rules to avoid fines from increasingly vigilant regulators.
Thomson Reuters is pleased to host this webinar addressing the below topics:
Meet the speakers: