Webinar: Buyside Regulation: The Next Frontier


Regulators have begun pivoting their attention from banks to asset management with an increased focus on systemic risk. The accuracy of disclosures is falling under this scrutiny.

Almost every country around the world has transparency regulations that require asset owners to monitor and report their positions (short or long) in each issuer where they exceed certain limits. It is imperative that they do so in a timely and accurate manner under Major, Short Selling, Takeover Panel or Sensitive Industry Limit rules to avoid fines from increasingly vigilant regulators.  

Thomson Reuters is pleased to host this webinar addressing the below topics:

  • What are the key challenges asset managers are currently facing with the shareholding disclosures?
  • Which jurisdictions/regulations require shareholder's disclosures?
  • What are the regulatory issues that the industry is facing on the new disclosures rules?
  • What kind of data can we realistically get in order to meet disclosure requirements?


Meet the speakers:

  • Angie Huff, MDM Compliance Systems
  • Phil Cole, Thomson Reuters
  • Moderator: Tim Lind, Thomson Reuters



Start Date & Time: 17 May 2016 09:00 CDT
End Date & Time: 17 May 2016 10:00 CDT

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